Federico Cammelli, Samuel A. Levy, Janina Grabs, Judson Ferreira Valentim, Rachael D. Garrett
Journal of Cleaner Production
Effectiveness-equity tradeoffs in enforcing exclusionary supply chain policies: Lessons from the Amazonian cattle sector
To address ongoing deforestation for global food commodities production, companies and governments have adopted a range of forest-focused supply chain policies. In the Brazilian Amazon, these policies take the form of market exclusion mechanisms, i.e., immediately dropping suppliers who have cleared their land after a specific cut-off date. Theory suggests that strict exclusionary policies such as these are likely to result in both negative livelihood effects and reduced effectiveness of the policy if some farmers are not able to comply. It is proposed that a more cooperative model of enforcement that uses flexible and negotiated approaches to compliance management may enable more marginal and disadvantaged farmers to achieve compliance, thereby improving both the effectiveness of supply chain policies and their equity. Through our case study of cattle in the Brazilian Amazon, we examine the degree to which a purportedly cooperative supply chain policy exhibits coercive tendencies at different tiers and the degree to which these tendencies influence effectiveness and equity outcomes of the policy. We show that, surprisingly, even cooperative models of enforcement are prone to exhibit coercive tendencies in multi-tier supply chains, leading to severe equity shortcomings. We provide recommendations and a research agenda to mitigate effectiveness-equity tradeoffs in multi-tier, forest-focused supply chain policies in the aim to improve the design, adoption, and implementation of such policies.
Federico Cammelli Environmental Policy Lab, Department of Humanities, Social and Political Sciences, ETH Zürich
Federico Cammelli is a postdoctoral researcher at the Environmental Policy Lab of ETH Zurich. He received his PhD in Economics from the Norwegian University of Life Sciences (NMBU). His research focuses on designing and assessing public and private policies to mitigate commodity driven deforestation and forest degradation in the Brazilian Amazon, Ghana and Côte d’Ivoire.
Janina Grabs ESADE Business School and Environmental Policy Lab, Department of Humanities, Social and Political Sciences, ETH Zürich
Janina Grabs is an Assistant Professor of Business and Society at the Department of Society, Politics and Sustainability at ESADE Business School, Barcelona. She received her PhD in Political Science from the University of Münster, Germany, and previously was a post-doctoral researcher at ETH Zurich and visiting researcher at Yale University. Her work focuses on the private governance of sustainability in global value chains, with a special focus on tropical agricultural commodities such as coffee and palm oil. Her work on the effectiveness of private sustainability governance in the coffee sector has been widely recognized, inter alia with ESG’s Oran R. Young Prize, APSA’s Virginia M. Walsh Dissertation Award, and ECPR’s Giandomenico Majone Prize, and is published in the book “Selling Sustainability Short? The Private Governance of Labor and the Environment in the Coffee Sector” (2020, Cambridge University Press), which received the AoM 2021 ONE Book Award. She has further published in leading peer-reviewed journals including Regulation & Governance, Business Strategy and the Environment, New Political Economy, the Journal of Economic Geography, Ecological Economics, and the Journal of Environmental Management.
Janina is also a research fellow of the Earth System Governance project, is the Earth System Governance Journal’s Book Review Editor, serves on the Outreach Committee of the International Studies Association’s Environmental Studies Section, is a founding member of the ECPR Standing Group on Regulatory Governance’s Early Career Network, and sits on the Standing Group on Regulatory Governance’s Steering Committee.
Rachael D. Garrett Environmental Policy Lab, Department of Humanities, Social and Political Sciences, ETH Zürich
Rachael Garrett is an Assistant Professor of Environmental Policy at ETH Zürich (Switzerland). Dr. Garrett's research examines interactions between land use, ecosystem services, and economic development at multiple spatial and temporal scales to better understand the drivers and impacts of land change and the effectiveness of existing conservation policies and practices. She is particularly interested in how commodity supply chains interact with environmental institutions to shape land use processes, resource distribution, and trade. Her research has largely focused on land change processes in agriculture-forest frontiers and sustainable intensification of pastures in the tropics. More recently she is leading a pan-tropical analysis of the effectiveness and equity of forest-focused supply chain policies with funding from the Swiss National Science Foundation and an ERC Starting Grant. This work involves coordinated research in Brazil, Ghana, Indonesia, and Ivory Coast on beef cattle, cocoa, oil palm, and soybean supply chains. Dr. Garrett received her doctorate at Stanford University and did her post-doctoral fellowship at Harvard University. Prior to working at ETH Zürich she was an Assistant Professor at Boston University.